Sebi introduces lighter certification framework for non-core staff in investment advisory roles (opens original article in a new tab)

Sebi introduces a lighter certification framework for non-core staff in investment advisory roles to ease compliance burdens, requiring a simplified NISM exam for sales and relationship managers while maintaining higher standards for those involved in investment advice.

• Sebi introduces lighter certification for non-core staff in investment advisory roles
• Non-core staff must pass 'NISM Series-XXV-B' exam instead of higher-level certifications
• Existing requirements remain for staff involved in investment advice